Job Description
Our client, a mature and bold fund manager firm is seeking a CCO to join their dynamic team. Our ideal candidate is based in Calgary, and has a strong tenure in fund administration and IR. Those with US futures experience will be given priority.
Reporting to Senior Leaders, duties will include;
- Compliance with securities laws and N1 31-103 & NI 81-102
- Review and approval of communication (client), documentation, presentations and regulatory disclosures
- Compliance with US regulatory requirements for CTA and NFA membership
- Oversight of firms compliance programs for all registered entities
Those with a degree in law, finance and or related fields with strong Canadian financial sector/public mutual funds, hedge funds will be given preference.
To learn more about this impressive opportunity, please forward your updated cv to Coralie at
caltonwerth@klopprichards.com quoting posting #5188.
Klopp Richards & Associates would like to thank all applicants in advance for their expressed interest.