Sr. Analyst, Quality & Regulatory Compliance
McGovern Hurley
13 days ago
Full-time
On-site
Toronto, Ontario, Canada
$60,000 - $100,000 USD yearly
A Place to Learn. Grow. Thrive.
Founded in 1980, McGovern Hurley is a leading, mid-sized independent Toronto-based CPA firm with more than 100 professionals. For over 45 years, we’ve delivered tailored audit and assurance, tax advisory, reporting and compliance, and consulting services to publicly listed entities, private companies, and owner-managed businesses locally, nationally, and globally.
Registered with Canadian Public Accountability Board (CPAB) and Canadian Investment Regulatory Organization (CIRO), we uphold the highest standards of quality, accountability, and technical excellence. We’re proud to rank among Canada’s top 10 firms serving publicly listed entities, completing more than 140 public company audits each year.
Driven by integrity, curiosity, and collaboration, we empower our people to take ownership, accelerate their growth, and make a meaningful impact from day one.
Note: At McGovern Hurley, we balance work-life integration with a commitment to excellence. This is a hybrid role that requires a minimum of two-days per week in-person at our North York office, with additional days as required during peak periods.
About You
McGovern Hurley’s Sr. Analyst, Quality & Regulatory Compliance thrives at the intersection of regulatory compliance, audit quality, and risk management. Highly organized and meticulously detail-oriented, you will support regulatory compliance, audit quality monitoring, and training initiatives, leveraging strong analytical skills and advanced Excel proficiency to extract, consolidate, and interpret complex data.
With a background in public accounting, compliance, or audit support, and exposure to AML programs, regulatory reporting, risk management practices, or audit quality processes, you bring a strong understanding of the Canadian regulatory landscape, including CPAB, CPA Ontario, and FINTRAC. You take pride in enhancing the efficiency, accuracy, and consistency of the firm’s quality and compliance framework while playing a central role in fortifying McGovern Hurley’s Professional Standards and Quality Management function.
Your Key Responsibilities
(1) Regulatory Reporting & Compliance (50%)
- Prepare regulatory submissions, including filings required by the CPAB, CPA Ontario, and Financial Transactions & Reports Analysis Centre (FINTRAC).
- Compile, validate, and consolidate data from multiple internal sources to ensure accurate regulatory reporting across McGovern Hurley’s service lines.
- Support the firm’s Anti-Money Laundering (AML) Compliance Program, including sanction screenings, client risk assessments, ongoing monitoring, and annual compliance updates.
- Maintain accurate, detailed, and organized documentation supporting regulatory reviews, audits, and inspections and periodic reviews of client information.
(2) Data Base Management & Reporting (20%)
- Extract, consolidate, and analyze data from multiple systems (e.g., Excel, internal databases, and audit tools), supporting regulatory reporting, quality, and compliance initiatives.
- Design, build, and maintain tracking tools and dashboards to monitor regulatory reporting, quality metrics, and compliance activities.
- Ensure the accuracy, consistency, and completeness of data across reporting outputs, identifying and resolving discrepancies where needed.
(3) Quality & Standards Support (10%)
- Uphold the Firm’s quality initiatives, promoting compliance with professional and regulatory standards across engagements.
- Contribute to firmwide risk identification and mitigation efforts, supporting teams in maintaining high standards of quality and regulatory compliance.
- Offer support to Audit Assurance Group (AAG) during peak periods, including data preparation.
(4) Practice Coordination & Administration (10%)
- Coordinate registrations and renewals across relevant provincial jurisdictions and regulatory bodies.
- Maintain and organize centralized compliance documentation, including records related to professional standards, regulatory requirements, and internal policies.
- Coordinate internal annual compliance processes, such as independence declarations and firmwide compliance confirmations.
- Support the documentation, standardization, and continuous improvement of internal compliance and regulatory processes.
(5) Training & Development Support (10%)
- Aid in the coordination and administration of the firm's Student Tracking Program, ensuring alignment with professional standards and regulatory expectations.
- Help coordinate, track, and maintain McGovern Hurley’s training programs, ensuring compliance.
- Monitor training completion.
What You Bring
- 2 – 5 years of compliance & regulatory reporting, professional services or auditing support.
- Exceptional attention to detail, with a strong focus on accuracy and quality in all deliverables.
- Highly organized, with proven ability to coordinate projects, manage multiple priorities, and meet strict deadlines.
- Advanced proficiency in Microsoft Excel (e.g., data extraction, pivot tables, analysis) and experience with data aggregation and reporting tools.
- Ability to comfortably navigate and integrate information across multiple systems and databases.
- Exposure to AML programs, regulatory reporting, or audit quality processes is considered an asset.
- Proven background designing and implementing training programs, internal initiatives, or process improvements is a plus.
Why McGovern Hurley
We reward the hard work and meaningful contributions of our people—who remain our greatest asset. As the newest member of McGovern Hurley’s growing team, you can expect:
- A competitive, starting salary of $60,000 to $100,000 plus performance-based bonus.
- Comprehensive benefits after probationary period with 3 weeks’ vacation to start.
- A collaborative, high-performing culture that values excellence, growth, and recognition.
- A dynamic, close-knit team environment where work-life integration is a top priority.
- Hands-on, one-to-one training and development to set you up for success and long-term growth.
- Meaningful autonomy and ownership, with the opportunity to make a real impact.
If you’re ready to make an impact and grow your career where it truly matters, click “Apply Now” and start your journey with McGovern Hurley!
McGovern Hurley is proud to be an equal opportunity employer. Accommodations are available at every stage, and we will work with you to meet your individual needs.
We thank all applicants who apply, however, only those selected for an interview will be contacted.